SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Matsuda Kazuko

(Last) (First) (Middle)
C/O MEDICINOVA, INC.
4350 LA JOLLA VILLAGE DRIVE, STE. 950

(Street)
SAN DIEGO CA 92122

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2011
3. Issuer Name and Ticker or Trading Symbol
MEDICINOVA INC [ MNOV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Medical Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 13,805 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrant (Right to Buy) 03/29/2011 03/29/2016 Common Stock 9,200 3.56 D
Options to Purchase Common Stock (Right to Buy) (1) 07/08/2016 Common Stock 8,000 11.48 D
Options to Purchase Common Stock (Right to Buy) (2) 07/06/2019 Common Stock 37,000 4.8 D
Options to Purchase Common Stock (Right to Buy) (3) 01/28/2020 Common Stock 11,900 7.34 D
Options to Purchase Common Stock (Right to Buy) (4) 06/13/2020 Common Stock 20,000 5.13 D
Options to Purchase Common Stock (Right to Buy) (5) 07/12/2021 Common Stock 75,000 2.54 D
Explanation of Responses:
1. The shares subject to the stock option vest and become exercisable over a three (3) year period commencing July 9, 2006, in equal monthly installments.
2. The shares subject to the stock option vest and become exercisable over a four (4) year period commencing July 7, 2009, in equal monthly installments.
3. The shares subject to the stock option vest and become exercisable over a four (4) year period commencing January 29, 2010, in equal monthly installments.
4. The shares subject to the stock option vest and become exercisable over a four (4) year period commencing June 14, 2010, in equal monthly installments.
5. The shares subject to the stock option vest and become exercisable over a four (4) year period commencing July 13, 2011, in equal monthly installments.
/s/ Kazuko Matsuda 09/27/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.